Jack Herndon, financial advisor Brentwood TN

Jack Herndon

CRD Number: 1286530
Current Firm: Thoroughbred Financial Services, LLC

Jack Herndon (CRD# 1286530) is an Investment Advisor Representative working at Thoroughbred Financial Services, LLC in Brentwood, TN and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Thoroughbred Financial Services, LLC Brentwood, TN Jun 1999 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jack C. Herndon
Phone Number: 615-371-0001
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    2,914
    MILLIONS
  • Total Number of Accounts
    6,330
    ACCOUNTS
  • Average Account Value
    $460,299
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IL, IN, KY, LA, MD, MS, NC, OH, OK, PA, SC, TN, TX, VA, WA

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