Kathleen Ward, financial advisor Brentwood TN
93 score

Kathleen Ward

CRD Number: 5496004
Current Firm: Wells Fargo Advisors, LLC

Kathleen Ward (CRD# 5496004) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Brentwood, TN and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Brentwood, TN Jun 2014 - Current 2
Surgicor, LLC Franklin, TN Jan 2014 - Jun 2014 < 1
Wells Fargo Advisors LLC Brentwood, TN May 2009 - Jan 2014 4
Wachovia Securities, LLC Brentwood, TN Feb 2008 - May 2009 1
Unemployed Nashville, TN Dec 2007 - Feb 2008 < 1
University Of Tennessee Knoxville, TN Aug 2007 - Dec 2007 < 1
Publix Nashville, TN May 2007 - Aug 2007 < 1
University Of Tennessee Knoxville, TN Aug 2006 - May 2007 < 1
Air Care Heating And Cooling Nashville, TN May 2006 - Aug 2006 < 1
Woodmont Hills Counseling Center Nashville, TN May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Kathleen W. Ward
Phone Number: 314-875-3000
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Kathleen Ward and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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