Lorraine Downing, financial advisor Brentwood TN
93 score

Lorraine Downing

CRD Number: 3142943
Current Firm: Principal Securities, Inc.

Lorraine Downing (CRD# 3142943) is an Investment Advisor Representative working at Principal Securities, Inc. in Brentwood, TN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Princor Financial Services Corporation Brentwood, TN Nov 2006 - Current 10
Principal Life Insurance Company Brentwood, TN Nov 2006 - Current 10
Usi Securities, Inc. Glastonbury, CT Sep 2004 - Aug 2006 1
Usi Consulting Group, Inc. Knoxville, TN Aug 2004 - Aug 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Lorraine M. Downing
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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