Neal Faught, financial advisor Brentwood TN
96 score

Neal Faught

CRD Number: 4435951
Current Firm: Mml Investors Services, LLC

Neal Faught (CRD# 4435951) is an Investment Advisor Representative working at Mml Investors Services, LLC in Brentwood, TN and has over 15 years of experience in the finance industry. Neal Faught has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mml Investors Services Inc. Brentwood, TN Oct 2007 - Current 9
Massmutual Life Insurance Company Brentwood, TN Oct 2007 - Current 9
Lincoln Financial Advisors Nashville, TN May 2000 - Sep 2007 7
Lincoln National Life Nashville, TN May 2000 - Sep 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2001
Contact Info for Neal A. Faught
Phone Number: (413)737-8400
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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