Ronald GanserCRD Number: 1319734
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ronald Ganser (CRD# 1319734) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brentwood, TN and has over 32 years of experience in the finance industry.
Retirement Resources Management, LLC
Envision Wealth Planning
Raymond James Financial Services Advisors, Inc.
|Bank Of America,na||Franklin, TN||Nov 2009 - Current||7|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Franklin, TN||Oct 2009 - Current||7|
|Banc Of America Investment Services, Inc.||Franklin, TN||Aug 2008 - Oct 2009||1|
|Banc Of America Insurance Services, Inc.||Franklin, TN||Aug 2008 - Oct 2009||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Francisco, CA||Mar 2004 - Aug 2008||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1985|
|S66||NASAA Uniform Combined State Law Examination||Jun 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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