William Yawn, financial advisor Brentwood TN
58 score

William Yawn

CRD Number: 1192907
Current Firm: Summit Financial Group Inc.

William Yawn (CRD# 1192907) is an Investment Advisor Representative working at Summit Financial Group Inc. in Brentwood, TN and has over 22 years of experience in the finance industry.

Similar Advisors
Ann Dotson, financial advisor Brentwood TN
Ann R. Dotson
CRD# 1823608
Retirement Resources Management, LLC
Score
101
Similar Advisors
Joshua Self, financial advisor Brentwood TN
Joshua E. Self
CRD# 3237214
Envision Wealth Planning
Score
101
Similar Advisors
Mark Deering, financial advisor Brentwood TN
Mark G. Deering
CRD# 4890057
Raymond James Financial Services Advisors, Inc.
Score
100
Company Name Location Dates Years
Summit Brokerage Services Brentwood, TN May 2014 - Current 2
Summit Financial Group Inc. Brentwood, TN May 2014 - Current 2
Stratos Wealth Partners Brentwood, TN Sep 2012 - May 2014 1
Lpl Financial, LLC Brentwood, TN Jun 2008 - May 2014 5
Ubs Financial Services Franklin, TN May 2005 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1994
S66 NASAA Uniform Combined State Law Examination May 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for William M. Yawn
Phone Number: 561-338-2600
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from William Yawn and other advisors.
BADGES
58

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.