Rick Slone, financial advisor Brevard NC
93 score

Rick Slone

CRD Number: 5354167
Current Firm: Signator Investors, Inc.

Rick Slone (CRD# 5354167) is an Investment Advisor Representative working at Signator Investors, Inc. in Brevard, NC and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Signator Investors, Inc. Brevard, NC May 2016 - Current < 1
Transamerica Financial Advisors, Inc. Saint Joseph, IL Jul 2007 - Current 9
Willow Pond Golf Course Rantoul, IL Apr 2007 - Feb 2008 < 1
Connestee Falls Property Owners Association Brevard, NC Apr 2002 - Mar 2007 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Rick D. Slone
Phone Number: 800-543-6611
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    2,196
    MILLIONS
  • Total Number of Accounts
    25,384
    ACCOUNTS
  • Average Account Value
    $86,500
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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