Cody Gunn, financial advisor Pateros WA

Cody Gunn

CRD Number: 5611255
Current Firm: Gunn Capital Management, LLC

Cody Gunn (CRD# 5611255) is an Investment Advisor Representative working at Gunn Capital Management, LLC in Pateros, WA and has over 15 years of experience in the finance industry.

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Securities America Advisors, Inc.
Company Name Location Dates Years
Gunn Capital Management, LLC Brewster, WA Jul 2014 - Current 9
Garland Capital Management, Inc. Bellevue, WA Aug 2008 - Jul 2014 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Cody D. Gunn
Phone Number: 509-699-3144
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    31
    MILLIONS
  • Total Number of Accounts
    99
    ACCOUNTS
  • Average Account Value
    $311,250
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

WA

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