Alexis Maloy, financial advisor Brewton AL
89 score

Alexis Maloy

CRD Number: 6326382
Current Firm: Harbor Financial Services, LLC

Alexis Maloy (CRD# 6326382) is an Investment Advisor Representative working at Harbor Financial Services, LLC in Brewton, AL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Harbor Financial Services, LLC Mobile, AL Apr 2014 - Current 2
Trustmark National Bank Brewton, AL Dec 1986 - Feb 2014 27
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2014
Contact Info for Alexis A. Maloy
Phone Number: 251-650-0840
Registered State(s):
  • AL
  • LA
  • FL
  • CA
  • CO
By the Numbers
  • Total Assets Under Management
    263
    MILLIONS
  • Total Number of Accounts
    873
    ACCOUNTS
  • Average Account Value
    $301,075
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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