Cesar Cortes, financial advisor Bridgeport CT
83 score

Cesar Cortes

CRD Number: 5596243
Current Firm: Western International Securities

Cesar Cortes (CRD# 5596243) is an Investment Advisor Representative working at Western International Securities in Bridgeport, CT and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA Feb 2013 - Current 3
Metlife Securities Inc. Shelton, CT Sep 2008 - Feb 2013 4
Catamount Management Group Westport, CT Feb 2007 - Sep 2008 1
Bionate San Juan, PR Sep 2001 - Sep 2008 7
Citizens Union Committee Bridgeport, CT Jan 2006 - Jan 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2008
S65 NASAA Investment Advisors Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Cesar A. Cortes
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    900
    MILLIONS
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
83

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