Seth DooleyCRD Number: 5283683
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Seth Dooley (CRD# 5283683) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bridgewater, NJ and has over 14 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Bank Of America, N.a.||Bridgewater, NJ||Jun 2021 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Bridgewater, NJ||May 2021 - Current||1|
|Unemployed||East Brunswick, NJ||May 2020 - May 2021||1|
|Nfp / Kestra Financial, Inc.||Bethesda, MD||Sep 2019 - May 2020||< 1|
|Alliancebernstein||New York, NY||Jun 2018 - Sep 2019||1|
|Allianz Global Investors Distributors LLC||New York, NY||Apr 2014 - May 2018||4|
|Allianz Global Investors Distributors LLC||New York, NY||Jun 2010 - Mar 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2008|
Total Assets Under Management1,283,838MILLIONS
Total Number of Accounts2,825,602ACCOUNTS
Average Account Value$454,359
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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