John Mossa, financial advisor Red Bank NJ

John Mossa

CRD Number: 732604
Current Firm: Lpl Financial LLC

John Mossa (CRD# 732604) is an Investment Advisor Representative working at Lpl Financial LLC in Red Bank, NJ and has over 41 years of experience in the finance industry. John Mossa has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Red Bank, NJ Aug 2018 - Current 5
Cadaret, Grant & Company, Inc. Red Bank, NJ Aug 2015 - Jul 2018 2
Santander Bank Na Boston, MA Aug 2014 - Aug 2015 1
Santander Securities LLC Guaynabo, PR Aug 2014 - Aug 2015 1
Pnc Investments Florham Park, NJ Nov 2013 - Jul 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1982
S66 NASAA Uniform Combined State Law Examination Aug 2003
Contact Info for John Mossa
Phone Number: 704-733-3300
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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