Brett James, financial advisor Broken Arrow OK
90 score

Brett James

CRD Number: 6074300
Current Firm: Edward Jones

Brett James (CRD# 6074300) is an Investment Advisor Representative working at Edward Jones in Broken Arrow, OK and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Jun 2012 - Current 4
Northeastern State University Tahlequah, OK Aug 2011 - May 2012 < 1
Premier Advisors Group Tulsa, OK May 2011 - Aug 2011 < 1
Northeastern State University Tahlequah, OK Aug 2010 - May 2011 < 1
Step By Step Tax And Financial Planning Broken Arrow, OK May 2010 - Aug 2010 < 1
Northeastern State University Tahlequah, OK Aug 2009 - May 2010 < 1
City Of Broken Arrow Broken Arrow, OK May 2009 - Aug 2009 < 1
Northeastern State University Tahlequah, OK Aug 2008 - May 2009 < 1
City Of Broken Arrow Broken Arrow, OK May 2008 - Aug 2008 < 1
Broken Arrow Public Schools Broken Arrow, OK Aug 2007 - May 2008 < 1
Target Tulsa, OK May 2007 - Aug 2007 < 1
Broken Arrow Public Schools Broken Arrow, OK Aug 2006 - May 2007 < 1
Target Tulsa, OK May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Brett A. James
Phone Number: 314-515-2000
Registered State(s):
  • MO
  • OK
By the Numbers
  • Total Assets Under Management
    140,424
    MILLIONS
  • Total Number of Accounts
    777,048
    ACCOUNTS
  • Average Account Value
    $180,715
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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