Johnson Asase Jr (CRD# 5573732) is an Investment Advisor Representative working at New York Life Investment Management LLC in Bronx, NY and has over 9 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Financial
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New York Life | New York, NY | Oct 2017 - Current | 5 |
| Unemployed | Bronx, NY | May 2017 - Oct 2017 | < 1 |
| Morgan Stanley | New York, NY | Jul 2015 - May 2017 | 1 |
| Unemployed | New York, NY | Feb 2015 - Jul 2015 | < 1 |
| Morgan Stanley | New York, NY | Mar 2014 - Feb 2015 | < 1 |
| Rockwell Securities LLC | New York, NY | Apr 2011 - Feb 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2013 |
- NY
-
Total Assets Under Management91,929MILLIONS
-
Total Number of Accounts1,255ACCOUNTS
-
Average Account Value$73,250,498
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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