Mary Williams, financial advisor Brookfield WI
93 score

Mary Williams

CRD Number: 1431360
Current Firm: Ubs Financial Services Inc.

Mary Williams (CRD# 1431360) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Brookfield, WI and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Milwaukee, WI Jul 2013 - Current 3
Ubs Financial Services Inc. Milwaukee, WI Nov 2007 - Jul 2013 5
Rbc Dain Rauscher Inc. Brookfield, WI Oct 2000 - Nov 2007 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2004
Contact Info for Mary F. Williams
Phone Number: 201-352-3000
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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