William SvobodaCRD Number: 1103105
Current Firm: Hobert & Svoboda, Inc.
William Svoboda (CRD# 1103105) is an Investment Advisor Representative working at Hobert & Svoboda, Inc. in Brookfield, WI and has over 34 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Hobert & Svoboda, Inc.||Brookfield, WI||Aug 1989 - Current||27|
|Economic Resources, Inc.||Brookfield, WI||Apr 1984 - Current||33|
|Investment Resources, Inc.||Brookfield, WI||Apr 1984 - Current||33|
|Ral Asset Management Group||Brookfield, WI||Jan 1983 - Current||34|
|Wm J. Svoboda Realty Co||Brookfield, WI||May 1976 - Current||41|
|Wayne J Svoboda Company, Inc.||Brookfield, WI||Jun 1974 - Current||43|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management58MILLIONS
Total Number of Accounts461ACCOUNTS
Average Account Value$125,571
- A percentage of assets under your management
- Hourly charges
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
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