Lauren MillerCRD Number: 6076495
Current Firm: Principal Global Investors, LLC
Lauren Miller (CRD# 6076495) is an Investment Advisor Representative working at Principal Global Investors, LLC in Brookhaven, GA and has over 8 years of experience in the finance industry.
Rollins Financial Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Raymond James & Associates, Inc.
|Principal Funds Distributor, Inc.||Des Moines, IA||Jul 2018 - Current||3|
|Brookfield Investment Management, Inc.||New York, NY||Feb 2018 - Jul 2018||< 1|
|Quasar Distributors, LLC||Milwaukee, WI||Feb 2018 - Jul 2018||< 1|
|Hrc Fund Associates, LLC||New York, NY||May 2013 - Feb 2018||4|
|Hrc Portfolio Solutions, LLC||New York, NY||May 2013 - Feb 2018||4|
|Southern Methodist University||Dallas, TX||Aug 2009 - May 2013||3|
|5 Hour Energy||Dallas, TX||Sep 2012 - Apr 2013||< 1|
|Bgc Financial, LP||New York, NY||Jun 2012 - Aug 2012||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2013|
|S66||NASAA Uniform Combined State Law Examination||Nov 2021|
Total Assets Under Management340,214MILLIONS
Total Number of Accounts8,616ACCOUNTS
Average Account Value$39,486,294
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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