John Aiello (CRD# 4737535) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Brooklyn, NY and has over 20 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Bank Usa, National Association | Brooklyn, NY | Oct 2018 - Current | 5 |
| Hsbc Securities Usa, Inc. | Brooklyn, NY | Oct 2018 - Current | 5 |
| Hsbc Bank Usa, N.a. | Brooklyn, NY | Jan 2011 - Oct 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2004 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2013 |
- FL
- GA
- MD
- MA
- MI
- NJ
- NY
- NC
- TX
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Total Assets Under Management3,020MILLIONS
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Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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