Morgen Rochard (CRD# 5544666) is an Investment Advisor Representative working at Origin Wealth Advisers in Austin, TX and has over 13 years of experience in the finance industry. Morgen Rochard has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name | Location | Dates | Years |
---|---|---|---|
Origin Wealth Advisers LLC | Austin, TX | Jan 2020 - Current | 4 |
Origin Wealth Advisers LLC | New York, NY | Aug 2014 - Jan 2020 | 5 |
Ubs Financial Services | New York, NY | Mar 2012 - Aug 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2010 |
- CT
- NY
- TX
-
Total Assets Under Management52MILLIONS
-
Total Number of Accounts246ACCOUNTS
-
Average Account Value$211,765
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
CT, NY, TX
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