Lisa Raghunanan (CRD# 5246779) is an Investment Advisor Representative working at Key Investment Services LLC in Brooklyn, OH and has over 16 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Key Investment Services LLC | Brooklyn, OH | Jul 2022 - Current | 1 |
| Key Investment Services LLC | Plymouth Meeting, PA | Sep 2020 - Jul 2022 | 1 |
| Keybank | Orangeburg, NY | Aug 2020 - Jul 2022 | 1 |
| J.p. Morgan Securities LLC | New City, NY | Oct 2012 - Aug 2020 | 7 |
| Jpmorgan Chase Bank Na | New City, NY | Jun 2008 - Aug 2020 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management3,217MILLIONS
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Total Number of Accounts23,518ACCOUNTS
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Average Account Value$136,785
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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