Alan Ragovin, financial advisor Brookside NJ
96 score

Alan Ragovin

CRD Number: 1023702
Current Firm: Horter Investment Management, LLC

Alan Ragovin (CRD# 1023702) is an Investment Advisor Representative working at Horter Investment Management, LLC in Brookside, NJ and has over 7 years of experience in the finance industry. Alan Ragovin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Self-employed; Dba Rfs Financial & Insurance Solutions Brookside, NY Jul 2015 - Current 1
Horter Investment Management, LLC Cincinnati, OH Mar 2014 - Current 2
Self-employed; Dba Ragovin Financial Services. Brookside, NY Nov 2013 - Current 3
Axa Advisors Edison, NY Jan 2009 - Oct 2013 4
Self Employed Brookside, NJ Nov 2005 - Dec 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2009
Contact Info for Alan D. Ragovin
Phone Number: 513-984-9933
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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