Derek Wolff, financial advisor Broomfield CO

Derek Wolff

CRD Number: 2642177
Current Firm: Wolff Financial Advisors, LLC

Derek Wolff (CRD# 2642177) is an Investment Advisor Representative working at Wolff Financial Advisors, LLC in Broomfield, CO and has over 23 years of experience in the finance industry. Derek Wolff has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wolff Financial Advisors Denver, CO Mar 2005 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2000
S65 NASAA Investment Advisors Law Examination May 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Derek M. Wolff
Phone Number: 303-353-0500
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    15
    MILLIONS
  • Total Number of Accounts
    43
    ACCOUNTS
  • Average Account Value
    $345,516
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CO

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