Lisa Malick (CRD# 6015988) is an Investment Advisor Representative working at Petra Financial Advisors Inc. in Broomfield, CO and has over 12 years of experience in the finance industry. Lisa Malick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
CRD# 6818104
Winding Trail Financial Planning, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Petra Financial Advisors Inc Dba Lighthouse Financial, LLC | Broomfield, CO | Sep 2022 - Current | 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jun 2020 - Sep 2022 | 2 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Jun 2020 - Sep 2022 | 2 |
| Lighthouse Financial LLC | Broomfield, CO | Jun 2014 - Jun 2020 | 6 |
| Purshe Kaplan Sterling Investments Inc. | Albany, NY | Jul 2019 - May 2020 | < 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Jan 2012 - Apr 2019 | 7 |
| Lighthouse Financial, LLC | Broomfield, CO | Jan 2012 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2012 |
- CO
-
Total Assets Under Management357MILLIONS
-
Total Number of Accounts1,185ACCOUNTS
-
Average Account Value$301,423
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, FL, LA, NE, NV, OR, TX, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.