Lisa Malick, financial advisor Broomfield CO
93 score

Lisa Malick

CRD Number: 6015988
Current Firm: Lighthouse Financial LLC

Lisa Malick (CRD# 6015988) is an Investment Advisor Representative working at Lighthouse Financial LLC in Broomfield, CO and has over 4 years of experience in the finance industry. Lisa Malick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lighthouse Financial LLC Broomfield, CO Jun 2014 - Current 2
Cambridge Investment Research, Inc. Fairfield, IA Jan 2012 - Current 4
Lighthouse Financial, LLC Broomfield, CO Jan 2012 - Current 4
Lisa Malick, Financial Planner Broomfield, CO Apr 2009 - Dec 2011 2
Unemployed Bradenton, FL May 2004 - Feb 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2012
Contact Info for Lisa A. Malick
Phone Number: 303-444-1818
Registered State(s):
  • CA
  • CO
By the Numbers
  • Total Assets Under Management
    107
    MILLIONS
  • Total Number of Accounts
    761
    ACCOUNTS
  • Average Account Value
    $140,755
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CO, NE, NH, NV, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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