Robert Frank, financial advisor Brunswick ME
81 score

Robert Frank

CRD Number: 1455254
Current Firm: Foresters Equity Services, Inc.

Robert Frank (CRD# 1455254) is an Investment Advisor Representative working at Foresters Equity Services, Inc. in Brunswick, ME and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Foresters Equity Services, Inc. Brunswick, ME Aug 2013 - Current 3
Hornor Townsend & Kent Inc. Horsham, PA Jul 2010 - Aug 2013 3
Penn Mutual Life Ins Co Horsham, PA Jul 2010 - Aug 2013 3
Park Avenue Securities Portland, ME Apr 2009 - Jul 2010 1
Guardianlife Insurance Company Of America Portland, ME Feb 2009 - Jul 2010 1
Living Wealth Ptnrs LLC Portland, ME Mar 2009 - Mar 2009 < 1
Harris Agency LLC Kennebbunk, ME Oct 2008 - Mar 2009 < 1
Nationwide Securities, Inc. Portland, ME Aug 2008 - Oct 2008 < 1
O'hearn Ins Agency Portland, ME Jan 2006 - Oct 2008 2
1717 Capital Management Newark, DE Jun 2007 - Aug 2008 1
Nationwide Financial Network Newark, DE Jun 2007 - Aug 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
S65 NASAA Investment Advisors Law Examination Sep 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Robert E. Frank
Phone Number: 858-550-4844
Registered State(s):
  • FL
  • ME
By the Numbers
  • Total Assets Under Management
    11
    MILLIONS
  • Total Number of Accounts
    125
    ACCOUNTS
  • Average Account Value
    $86,354
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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