Tom Goodman, financial advisor Bucksport ME

Tom Goodman

CRD Number: 4071345
Current Firm: Mml Investors Services, LLC

Tom Goodman (CRD# 4071345) is an Investment Advisor Representative working at Mml Investors Services, LLC in Bucksport, ME and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Bucksport, ME Mar 2017 - Current 7
Mass Mutual Life Insurance Company Bucksport, ME Jul 2016 - Current 7
Metlife Securities Inc. Bucksport, ME Jan 2015 - Mar 2017 2
New England Securities Boston, MA Nov 2013 - Jan 2015 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2000
S65 NASAA Investment Advisors Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Tom A. Goodman
Phone Number: (413)737-8400
Registered State(s):
  • ME
By the Numbers
  • Total Assets Under Management
    58,787
    MILLIONS
  • Total Number of Accounts
    326,297
    ACCOUNTS
  • Average Account Value
    $180,164
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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