Caitlin Derose (CRD# 6034660) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in West Seneca, NY and has over 11 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Hamburg, NY | Jan 2021 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (crd: 7691) | Hamburg, NY | Nov 2020 - Current | 3 |
| Northtown Automotive Companies | Amherst, NY | Apr 2019 - Oct 2020 | 1 |
| Lehman Brothers Inc James W Giddens | New York, NY | Jan 2016 - Aug 2020 | 4 |
| Hsbc Bank Usa, N.a. | Depew, NY | May 2018 - Mar 2019 | < 1 |
| Hsbc Secuities (usa) Inc. | Depew, NY | May 2018 - Mar 2019 | < 1 |
| Kaplan University | Buffalo, NY | Sep 2016 - Mar 2019 | 2 |
| Hsbc Securities (usa) Inc. | Depew, NY | Oct 2017 - May 2018 | < 1 |
| Hsbc Bank Usa, N.a. | Depew, NY | Oct 2017 - May 2018 | < 1 |
| M&t Securities | Buffalo, NY | Mar 2017 - Jun 2017 | < 1 |
| M&t Bank | Buffalo, NY | Mar 2017 - Jun 2017 | < 1 |
| Morgan Stanley Smith Barney LLC | Buffalo, NY | Dec 2015 - Mar 2017 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo, NY | Feb 2012 - Dec 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
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