Craig Warner, financial advisor Buffalo NY
81 score

Craig Warner

CRD Number: 5611298
Current Firm: M&t Securities, Inc.

Craig Warner (CRD# 5611298) is an Investment Advisor Representative working at M&t Securities, Inc. in Buffalo, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
M&t Securities Buffalo, NY Jun 2015 - Current 1
Axa Advisors, LLC New York, NY Oct 2008 - Jun 2015 6
Bank Of America Getzville, NY Dec 2007 - Oct 2008 < 1
Unemployed Buffalo, NY Aug 2007 - Dec 2007 < 1
Sample Restaurant Buffalo, NY Jun 2007 - Aug 2007 < 1
Sonoma Grille Snyder, NY Jun 2007 - Jul 2007 < 1
Unemployed Buffalo, NY Feb 2007 - May 2007 < 1
Gabriel's Gate Buffalo, NY Sep 2006 - Feb 2007 < 1
Sonoma Grille Buffalo, NY Jul 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Craig N. Warner
Phone Number: 716-651-4783
Firm Website:
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Other
Types of Clients
Registered States


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