Donna Stone, financial advisor Buffalo NY
83 score

Donna Stone

CRD Number: 1036582
Current Firm: United Advisors Services, LLC

Donna Stone (CRD# 1036582) is an Investment Advisor Representative working at United Advisors Services, LLC in Buffalo, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, Na Mendham, NJ Sep 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills, NJ Jun 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1982
S65 NASAA Investment Advisors Law Examination Dec 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Donna Stone
Phone Number: 212-444-2362
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    390
    MILLIONS
  • Total Number of Accounts
    884
    ACCOUNTS
  • Average Account Value
    $441,696
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CT, FL, ID, KY, LA, MA, MD, ME, NC, NJ, NY, PA, TX, VA, VT, WA

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BADGES
83

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