John Klingensmith, financial advisor Buffalo NY
90 score

John Klingensmith

CRD Number: 6005834
Current Firm: Ubs Financial Services Inc.

John Klingensmith (CRD# 6005834) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Buffalo, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Buffalo, NY Oct 2013 - Current 3
Noein Inc. Williamsville, NY Oct 2003 - Current 13
Morgan Stanley Smith Barney Buffalo, NY Nov 2012 - Oct 2013 < 1
Morgan Stanley Smith Barney Buffalo, NY Nov 2011 - Nov 2012 1
Exubrio C-level Leads Buffalo, NY Oct 2005 - Dec 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Contact Info for John S. Klingensmith
Phone Number: 201-352-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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