Joseph Chappius, financial advisor Buffalo NY

Joseph Chappius

CRD Number: 5928163
Current Firm: Under Par Planning LLC

Joseph Chappius (CRD# 5928163) is an Investment Advisor Representative working at Under Par Planning LLC in Buffalo, NY and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Under Par Planning LLC Buffalo, NY Jan 2020 - Current 4
Norhtwestern Mutual Wealth Management Company Milwaukee, WI Feb 2017 - Jan 2020 2
Northwestern Mutual Investment Services, LLC Williamsville, NY Jan 2013 - Jan 2020 7
Northwestern Mutual Life Insurance Company Milwaukee, WI Jun 2011 - Jan 2020 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination May 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joseph P. Chappius
Phone Number: 716-912-5696
Registered State(s):
  • NY
Current Firm Details
Under Par Planning LLC
Firm's CRD Number: 306930
By the Numbers
  • Total Assets Under Management
    16
    MILLIONS
  • Total Number of Accounts
    160
    ACCOUNTS
  • Average Account Value
    $96,987
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

NY

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