Joseph Shaw Iii, financial advisor Williamsville NY

Joseph Shaw Iii

CRD Number: 5582912
Current Firm: Osaic Wealth, Inc.

Joseph Shaw Iii (CRD# 5582912) is an Investment Advisor Representative working at Osaic Wealth, Inc. in Williamsville, NY and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Osaic Wealth, Inc. Williamsville, NY Nov 2022 - Current 1
Lpl Financial, LLC Williamsville, NY Apr 2017 - Nov 2022 5
Private Advisor Group, LLC Williamsville, NY Apr 2017 - Nov 2022 5
M&t Securities Buffalo, NY Aug 2015 - Apr 2017 1
Lpl Financial Charlotte, NC Sep 2013 - Aug 2015 1
First Niagara Bank Williamsville, NY Sep 2013 - Aug 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2008
Contact Info for Joseph H. Shaw Iii
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    29,536
    MILLIONS
  • Total Number of Accounts
    149,233
    ACCOUNTS
  • Average Account Value
    $197,920
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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