Luis Romano, financial advisor Buffalo NY
90 score

Luis Romano

CRD Number: 5986383
Current Firm: M&t Securities, Inc.

Luis Romano (CRD# 5986383) is an Investment Advisor Representative working at M&t Securities, Inc. in Buffalo, NY and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
M&t Securites Utica, NY Dec 2015 - Current 1
Axa Advisors, LLC New York, NY Aug 2013 - Dec 2015 2
Lpl Financial LLC Charlotte, NC Mar 2013 - Aug 2013 < 1
First Niagara Bank Auburn, NY Mar 2013 - Aug 2013 < 1
J.p. Morgan Securities LLC Syracuse, NY Oct 2012 - Mar 2013 < 1
Jp Morgan Chase Bank Mission, TX Jan 2011 - Mar 2013 2
Chase Investment Services Corp Mission, TX Oct 2011 - Oct 2012 1
Radioshack Mcallen, TX Jun 2010 - Dec 2010 < 1
Heb Mobile Mcallen, TX Oct 2008 - May 2010 1
It24 LLC Houston, TX Sep 2007 - Oct 2008 1
Instituto De Empresa Madrid, Aug 2006 - Jul 2007 < 1
N/a La Paz, Apr 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Oct 2013
Contact Info for Luis A. Romano
Phone Number: 716-651-4783
Firm Website: https://www.mtb.com
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Other
Types of Clients
Registered States

AZ, CA, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, OH, TN, TX, VA, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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