Luis RomanoCRD Number: 5986383
Current Firm: M&t Securities, Inc.
Luis Romano (CRD# 5986383) is an Investment Advisor Representative working at M&t Securities, Inc. in Buffalo, NY and has over 5 years of experience in the finance industry.
Level Financial Advisors, Inc.
Park Avenue Securities LLC
Linwood Investment Advisors Inc.
|M&t Securites||Utica, NY||Dec 2015 - Current||1|
|Axa Advisors, LLC||New York, NY||Aug 2013 - Dec 2015||2|
|Lpl Financial LLC||Charlotte, NC||Mar 2013 - Aug 2013||< 1|
|First Niagara Bank||Auburn, NY||Mar 2013 - Aug 2013||< 1|
|J.p. Morgan Securities LLC||Syracuse, NY||Oct 2012 - Mar 2013||< 1|
|Jp Morgan Chase Bank||Mission, TX||Jan 2011 - Mar 2013||2|
|Chase Investment Services Corp||Mission, TX||Oct 2011 - Oct 2012||1|
|Radioshack||Mcallen, TX||Jun 2010 - Dec 2010||< 1|
|Heb Mobile||Mcallen, TX||Oct 2008 - May 2010||1|
|It24 LLC||Houston, TX||Sep 2007 - Oct 2008||1|
|Instituto De Empresa||Madrid,||Aug 2006 - Jul 2007||< 1|
|N/a||La Paz,||Apr 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2011|
|S65||NASAA Investment Advisors Law Examination||Oct 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
AZ, CA, CT, DC, DE, FL, GA, MA, MD, NC, NJ, NY, OH, TN, TX, VA, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.