Luis Romano, financial advisor Fayetteville NY

Luis Romano

CRD Number: 5986383
Current Firm: Lpl Financial LLC

Luis Romano (CRD# 5986383) is an Investment Advisor Representative working at Lpl Financial LLC in Fayetteville, NY and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Fayetteville, NY Jun 2021 - Current 2
M&t Securites Utica, NY Dec 2015 - Jun 2021 5
Axa Advisors, LLC New York, NY Aug 2013 - Dec 2015 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2011
S65 NASAA Investment Advisors Law Examination Oct 2013
Contact Info for Luis A. Romano
Phone Number: 704-733-3300
Registered State(s):
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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