James Uren, financial advisor Buffalo Grove IL
93 score

James Uren

CRD Number: 4428814
Current Firm: Phase Iii Advisory Services, Ltd

James Uren (CRD# 4428814) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 15 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Phase Iii Advisory Services, Ltd Buffalo Grove, IL Aug 2001 - Current 15
Phase Iii Financial Services Buffalo Grove, IL Aug 2001 - Current 15
Phase Iii Financial Services Buffalo Grove, IL Aug 2001 - Current 15
Royal Alliance Associates, Inc. Buffalo Grove, IL Jul 2001 - Current 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2001
Contact Info for James M. Uren
Phone Number: 847-520-5545
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    92
    MILLIONS
  • Total Number of Accounts
    931
    ACCOUNTS
  • Average Account Value
    $98,316
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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