Roger Cowen, financial advisor Buffalo Grove IL

Roger Cowen

CRD Number: 705542
Current Firm: Sgl Financial, LLC

Roger Cowen (CRD# 705542) is an Investment Advisor Representative working at Sgl Financial, LLC in Buffalo Grove, IL and has over 42 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Wealth Financial Advisory Services, LLC Farmington, CT Sep 2012 - Current 9
Cowen Tax Advisory Group Farmington, CT Oct 2005 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1980
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Roger J. Cowen
Phone Number: 888-245-2388
Registered State(s):
  • CT
  • FL
  • MI
  • VA
By the Numbers
  • Total Assets Under Management
    164
    MILLIONS
  • Total Number of Accounts
    679
    ACCOUNTS
  • Average Account Value
    $240,978
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

CT, DE, FL, GA, IL, LA, MI, NH, NJ, OK, SC, TX, VA, WI

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