Thomas Spiegelhalter, financial advisor Buffalo Grove IL
90 score

Thomas Spiegelhalter

CRD Number: 6002872
Current Firm: Phase Iii Advisory Services, Ltd

Thomas Spiegelhalter (CRD# 6002872) is an Investment Advisor Representative working at Phase Iii Advisory Services, Ltd in Buffalo Grove, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Phase 3 Advisory Services Buffalo Grove, IL Nov 2011 - Current 5
Royal Alliance Buffalo Grove, IL Nov 2011 - Current 5
Unemployed Prospect Heights, IL Jul 2011 - Nov 2011 < 1
Epsilon Lafeyette, CO Jan 2008 - Jul 2011 3
Unemployed Prospect Heights, IL Nov 2007 - Jan 2008 < 1
Catalina Marketing Schaumburg, IL Aug 1999 - Nov 2007 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Thomas E. Spiegelhalter
Phone Number: 847-520-5545
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    92
    MILLIONS
  • Total Number of Accounts
    931
    ACCOUNTS
  • Average Account Value
    $98,316
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

IL, WI

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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