Lucy KwokCRD Number: 6752496
Current Firm: Transamerica Financial Advisors, Inc.
Lucy Kwok (CRD# 6752496) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Burlingame, CA and has over 4 years of experience in the finance industry.
Monetary Management Corporation
Perigon Wealth Management, LLC
Wealth & Tax Planners
|Lucy C Kwok||San Francisco, CA||Oct 2021 - Current||< 1|
|Transamerica Financial Advisors, Inc.||Burlingame, CA||Jan 2017 - Current||4|
|World Financial Group, Inc.||Burlingame, CA||Dec 2014 - Current||7|
|Kelvin W Hall Dds||San Francisco, CA||Jun 2001 - Mar 2020||18|
|Uber||San Francisco, CA||Aug 2018 - Dec 2019||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Oct 2017|
|S63||Uniform Securities State Law Examination||May 2017|
Total Assets Under Management2,071MILLIONS
Total Number of Accounts52,745ACCOUNTS
Average Account Value$39,264
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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