Lucy Kwok (CRD# 6752496) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Burlingame, CA and has over 6 years of experience in the finance industry.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lucy C Kwok | San Francisco, CA | Oct 2021 - Current | 2 |
| Transamerica Financial Advisors, Inc. | Burlingame, CA | Jan 2017 - Current | 7 |
| World Financial Group, Inc. | Burlingame, CA | Dec 2014 - Current | 9 |
| Kelvin W Hall Dds | San Francisco, CA | Jun 2001 - Mar 2020 | 18 |
| Uber | San Francisco, CA | Aug 2018 - Dec 2019 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2017 |
| S63 | Uniform Securities State Law Examination | May 2017 |
- CA
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Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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