James Abbott (CRD# 2482063) is an Investment Advisor Representative working at Lpl Financial LLC in Burlington, IA and has over 29 years of experience in the finance industry.
CRD# 6146637
Clearwealth
CRD# 2839187
Principal Securities, Inc.
CRD# 2662019
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Burlington, IA | Feb 2018 - Current | 6 |
| Two Rivers Bank & Trust (formerly: Burlington Bank) | Burlington, IA | Aug 2004 - Current | 19 |
| Invest Financial Corporation | Tampa, FL | Aug 2004 - Feb 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1994 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2004 |
- IA
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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