Nicholas McCauley, financial advisor Burlington MA

Nicholas McCauley

CRD Number: 6682170
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nicholas McCauley (CRD# 6682170) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Burlington, MA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Burlington, MA Feb 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington, MA Jul 2016 - Current 5
Northeastern University Boston, MA Sep 2014 - Dec 2018 4
Paul Mccoy Family Office Services Boston, MA Jun 2017 - Dec 2017 < 1
Nashoba Valley Ski Area Westford, MA Jun 2013 - Sep 2016 3
Mfs Investment Management Boston, MA Jan 2016 - Aug 2016 < 1
Acton-boxborough Regional High School Acton, MA Sep 2010 - Sep 2014 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2019
Contact Info for Nicholas J. McCauley
Phone Number: 800-637-7455
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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