Thomas Sullivan, financial advisor Burlington MA
96 score

Thomas Sullivan

CRD Number: 870778
Current Firm: Hornor, Townsend & Kent, Inc.

Thomas Sullivan (CRD# 870778) is an Investment Advisor Representative working at Hornor, Townsend & Kent, Inc. in Burlington, MA and has over 25 years of experience in the finance industry. Thomas Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Hornor, Townsend & Kent, Inc. Burlington, MA Sep 1988 - Current 28
Linsco Financial Group Boston, MA Feb 1988 - Current 28
Union Central Life Cincinnati, OH Mar 1987 - Current 29
Penn Mutual/pmes Philadelphia, PA Aug 1977 - Current 39
Penn Mutual Life Needham, MA Jun 1977 - Current 39
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1991
Contact Info for Thomas J. Sullivan
Phone Number: 215-957-7300
Firm Website: http://www.htk.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    1,000
    MILLIONS
  • Total Number of Accounts
    3,542
    ACCOUNTS
  • Average Account Value
    $282,463
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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