Roman Tomal, financial advisor Burlington WI
93 score

Roman Tomal

CRD Number: 4544968
Current Firm: Annex Wealth Management, LLC

Roman Tomal (CRD# 4544968) is an Investment Advisor Representative working at Annex Wealth Management, LLC in Burlington, WI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
H. Beck, Inc. Rockville, MD Nov 2010 - Current 6
Ams Advisors LLC Dallas, TX Nov 2010 - Nov 2010 < 1
Brewer Financial Services Chicago, IL Oct 2005 - Oct 2010 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2002
Contact Info for Roman R. Tomal
Phone Number: 262-786-6363
Registered State(s):
  • FL
  • WI
By the Numbers
  • Total Assets Under Management
    1,042
    MILLIONS
  • Total Number of Accounts
    6,430
    ACCOUNTS
  • Average Account Value
    $162,103
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AZ, CA, FL, IL, MN, NC, SC, TN, TX, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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