Scott Haeffner, financial advisor Butte MT

Scott Haeffner

CRD Number: 1364402
Current Firm: Lpl Financial LLC

Scott Haeffner (CRD# 1364402) is an Investment Advisor Representative working at Lpl Financial LLC in Butte, MT and has over 8 years of experience in the finance industry.

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Lpl Financial LLC
Company Name Location Dates Years
Lpl Financial Llc/ Dba Sagemont Investment Group Butte, MT Mar 2024 - Current < 1
Mile High Agency, Inc (dba) Beyond Home LLC Butte, MT Mar 2010 - Current 14
Aspen Management, LLC Anaconda, MT Apr 1998 - Current 25
Cambridge Investment Research, Inc. Fairfield, IA Sep 2020 - Mar 2024 3
Cambridge Investment Research Advisors, Inc. Fairfield, IA Sep 2020 - Mar 2024 3
The Prudential Insurance Company Of America Butte, MT Aug 2020 - Sep 2020 < 1
Pruco Securities, LLC Butte, MT Aug 2020 - Sep 2020 < 1
Cambridge Investment Research, Inc. Fairfield, IA Feb 2018 - Aug 2020 2
Cambridge Investment Research Advisors, Inc. Fairfield, IA Feb 2018 - Aug 2020 2
Scf Securities, Inc. Fresno, CA Aug 2016 - Feb 2018 1
Scf Investment Advisors, Inc. Fresno, CA Aug 2016 - Feb 2018 1
Minnesota Life Ins Co St Paul, MN Feb 2015 - Aug 2016 1
Securian Financial Services, Inc. St Paul, MN Feb 2015 - Aug 2016 1
Securian Financial Advisors Of North Dakota, Inc. Mandan, ND Feb 2015 - Aug 2016 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2015
S65 NASAA Investment Advisors Law Examination Oct 2016
Contact Info for Scott W. Haeffner
Phone Number: 704-733-3300
Registered State(s):
  • MT
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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