Floyd Tucker (CRD# 2709968) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Portage, MI and has over 27 years of experience in the finance industry.
CRD# 5287793
Huntington Financial Advisors
CRD# 6573407
Lpl Financial LLC
CRD# 6332865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Portage, MI | Sep 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portage, MI | Jun 2020 - Current | 3 |
| Piedmont Capital Distributors | Pheonix, AZ | Sep 2018 - Jun 2020 | 1 |
| Vision 4 Fund Distributors, LLC | Scottsdale, AZ | Sep 2018 - Jun 2020 | 1 |
| First Dominion Capital Corp. | Richmond, VA | Sep 2018 - Dec 2018 | < 1 |
| Unemployed | Caledonia, MI | Jul 2017 - Aug 2018 | 1 |
| Patrick Capital Markets | Saint Louis, MO | Dec 2015 - Jun 2017 | 1 |
| Saxony Capital Management | Saint Louis, MO | Dec 2015 - Jun 2017 | 1 |
| Hampton University | Hamton, VA | May 2014 - Aug 2016 | 2 |
| Unemployed | Caledonia, MI | Jul 2015 - Dec 2015 | < 1 |
| Destra Capital Investments LLC | Caledonia, MI | May 2015 - Jul 2015 | < 1 |
| Unemployed | Caledonia, MI | Apr 2014 - Apr 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1996 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2020 |
- MI
- TX
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Total Assets Under Management1,271,594MILLIONS
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Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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