Francisco Malfavon, financial advisor San Diego CA

Francisco Malfavon

CRD Number: 5116125
Current Firm: Monex Asset Management, Inc.

Francisco Malfavon (CRD# 5116125) is an Investment Advisor Representative working at Monex Asset Management, Inc. in San Diego, CA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Monex Securities, Inc. Houston, TX Sep 2017 - Current 6
Monex Asset Management, Inc. Houston, TX Sep 2017 - Current 6
Snowden Lane Partners New York, NY Jan 2017 - Jun 2017 < 1
Wells Fargo Clearing Services, LLC La Jolla, CA Nov 2016 - Jan 2017 < 1
Wells Fargo Bank, N.a. La Jolla, CA Jan 2003 - Jan 2017 14
Wells Fargo Advisors LLC La Jolla, CA Jul 2010 - Nov 2016 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Francisco Malfavon
Phone Number: 713-877-8234
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    201
    MILLIONS
  • Total Number of Accounts
    300
    ACCOUNTS
  • Average Account Value
    $669,755
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, TX

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