Garold BeardCRD Number: 1940200
Current Firm: Kms Financial Services, Inc.
Garold Beard (CRD# 1940200) is an Investment Advisor Representative working at Kms Financial Services, Inc. in Camano Island, WA and has over 20 years of experience in the finance industry.
A.l. Rhodes Personal Financial Advisors LLC
Palisade Investments, LLC
Penn Cove Financial, LLC
|Kms Financial Services, Inc.||Seattle, WA||Sep 2010 - Current||6|
|Beard Financial Group||Camano Island, WA||Feb 2002 - Current||14|
|Next Financial Securities Inc.||Everett, WA||Mar 2002 - Sep 2010||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1995|
|S65||NASAA Investment Advisors Law Examination||Oct 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
- Criminal Record
Total Assets Under Management5,174MILLIONS
Total Number of Accounts24,587ACCOUNTS
Average Account Value$210,434
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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