David Folino, financial advisor Camarillo CA
41 score

David Folino

CRD Number: 1371813
Current Firm: Summit Financial Group Inc.

David Folino (CRD# 1371813) is an Investment Advisor Representative working at Summit Financial Group Inc. in Camarillo, CA and has over 22 years of experience in the finance industry. David Folino has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Brokerage Services Inc. Camarillo, CA Apr 2011 - Current 5
Summit Financial Group Inc. Camarillo, CA Apr 2011 - Current 5
Folino Tax & Financial Network Camarillo, CA Jul 1985 - Current 31
1st Global Insurance Services Camarillo, CA May 2004 - Apr 2011 6
1st Global Advisors, Inc. Camarillo, CA Feb 1997 - Apr 2011 14
1st Global Capital Corp. Camarillo, CA Jul 1994 - Apr 2011 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for David P. Folino
Phone Number: 561-338-2600
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
41

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