Patricia Flores (CRD# 5830800) is an Investment Advisor Representative working at Mutual Advisors, LLC in Visalia, CA and has over 12 years of experience in the finance industry.
CRD# 1374125
Principal Securities, Inc.
CRD# 4789253
Lpl Financial LLC
CRD# 1270410
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Mutual Advisors, LLC | Casper, WY | Feb 2015 - Current | 9 |
| Mutual Securities, Inc. | Camarillo, CA | Jul 2010 - Current | 13 |
| Self | Tulare, CA | Jan 2010 - Jan 2020 | 10 |
| Northwest Asset Management Corp | Visalia, CA | Jul 2010 - Jan 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management6,947MILLIONS
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Total Number of Accounts20,381ACCOUNTS
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Average Account Value$340,863
- A percentage of assets under your management
- Hourly charges
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- Portfolio management for individuals and/or small businesses
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