David Nielsen, financial advisor Cambridge MN
69 score

David Nielsen

CRD Number: 4429808
Current Firm: Efs Advisors

David Nielsen (CRD# 4429808) is an Investment Advisor Representative working at Efs Advisors in Cambridge, MN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Advanced Advisor Group LLC Cambridge, MN Aug 2008 - Current 8
Educators Financial Cambridge, MN Aug 2008 - Current 8
T-mobile Eagan, MN Mar 2008 - Aug 2008 < 1
Platinum Alliance Roseville, MN Jan 2007 - Aug 2008 1
First Mortgage Eden Prairie, MN Apr 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for David W. Nielsen
Phone Number: 763-689-9023
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    788
    MILLIONS
  • Total Number of Accounts
    15,923
    ACCOUNTS
  • Average Account Value
    $49,503
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AR, AZ, CA, CO, FL, GA, IA, IL, IN, MI, MN, ND, NE, NY, OR, SD, TX, VA, WA, WI

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BADGES
69

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