Sean O'brienCRD Number: 5531048
Current Firm: Securities America Advisors, Inc.
Sean O'brien (CRD# 5531048) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Campbell, CA and has over 8 years of experience in the finance industry. Sean O'brien has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Securities America, Inc.||Campbell, CA||May 2013 - Current||3|
|Securities America Advisors, Inc.||Campbell, CA||May 2013 - Current||3|
|O'donnell Financial Group, LLC||Larkspur, CA||Jan 2011 - Current||6|
|Self Employed||Campbell, CA||May 1999 - Current||17|
|Sound Mortgage, Inc.||Scotts Valley, CA||Mar 2011 - Dec 2013||2|
|Financial Telesis Inc.||Campbell, CA||Jan 2011 - May 2013||2|
|Santa Cruz Merchant Services||Scotts Valley, CA||Nov 2011 - Jun 2012||< 1|
|California Mortgage Lending Group||Scotts Valley, CA||May 2003 - Feb 2011||7|
|Everbank Banking Products||Scotts Valley, CA||May 2009 - Dec 2010||1|
|O'brien Wealth Management||Campbell, CA||Aug 2008 - Dec 2010||2|
|Planmember Securities Corporation||Carpinteria, CA||Jul 2008 - Dec 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2008|
|S66||NASAA Uniform Combined State Law Examination||Jan 2011|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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