Dale Smothers, RICP,  MBA, financial advisor Campbellsville KY

Dale Smothers, RICP, MBA

CRD Number: 6558938
Current Firm: Ae Wealth Management, LLC
Compensation Model: Both

R. Dale Smothers (CRD# 6558938) is the founder and president as well as an Investment Advisor Representative at R.D. Smothers Wealth Managemtnt, LLC. located at 115 East Main Street in the Sharlow & Associates CPA building in Campbellsville, KY and has 10 years of experience in the finance industry.

Dale provides comprehensive financial planning to his clients in the most cost efficient way possible in today's market by working with the most highly rated companies and investment vehicles in the industry. Dale's clients get an all-in-one advisor and planner who will be with them every step of the way through their financial journey in life. 

Dale's financial planning services include but are not limited to:

  • Investment Portfolio Advising 
  • Buying/Selling of Stock
  • Small/Large Business: Employee Benefit Planning 
  • Life Insurance Planning 
  • Health Insurance Planning 
  • Strategic Retirement Planning
  • Strategic Asset Allocation Planning 
  • Retierment Income Planning
  • Medicare Planning
  • Medicare Suplement Planning
  • Estate Planning
  • Business and Personal Consulting 
  • Educational Seminars/Workshops

Dales walsk clients through his tradmarked process The Reirement Atlas (TM) to plan for the 5 main concerns all retirmees will face sometime in their life. 

CONTACT
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Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS Aug 2019 - Current 4
R.d. Smothers Wealth Management Campbellsville, KY Jul 2019 - Current 4
Stratford Group, LLC Campbellsville, KY Oct 2018 - Current 5
Campbellsville Climate Controlled Storage Campbellsville, KY Jun 2017 - Current 6
Transamerica Financial Advisors, Inc. Campbellsville, KY Dec 2015 - Jul 2019 3
United Financial Services Campbellsville, KY Aug 2010 - Jul 2019 8
Transamerica Agency Network Campbellsville, KY Jun 2010 - Jul 2019 9
Bgm Holdings, LLC Campbellville, KY Oct 2018 - Jan 2019 < 1
Campbellsville University Campbellsville, KY Aug 2012 - Jun 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2016
Contact Info for Dale Smothers, RICP, MBA
By the Numbers
  • Total Assets Under Management
    21,801
    MILLIONS
  • Total Number of Accounts
    177,044
    ACCOUNTS
  • Average Account Value
    $123,137
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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