Desmond Lam, financial advisor Canton MA
93 score

Desmond Lam

CRD Number: 3041798
Current Firm: Transamerica Financial Advisors, Inc.

Desmond Lam (CRD# 3041798) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Canton, MA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Canton, MA Jan 2012 - Current 4
Rental Property Randolph, MA Jun 2011 - Current 5
Ocean International Trading Randolph, MA Aug 2003 - Current 13
World Financial Group, Inc. Canton, MA Jun 2001 - Current 15
Investment Advisors International, Inc. Quincy, MA Nov 2006 - Jan 2012 5
World Group Securities, Inc. Quincy, MA Apr 2002 - Jan 2012 9
Direct Finance Corp. Hanover, MA Sep 2002 - Feb 2008 5
R.c.p-randolph Community Partnership Randolph, MA Sep 2005 - Dec 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S65 NASAA Investment Advisors Law Examination Jun 2006
Contact Info for Desmond Lam
Phone Number: 727-299-1800
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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